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Woman, 64, Convicted For Failing To Pay Rs 5 Lakh Fine Imposed By SEBI In 2012
A special court in Mumbai has convicted a 64-year-old woman for failing to pay a fine of Rs 5 lakh imposed by market regulator SEBI in 2012 for 'circular trading'.
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SEBI Tweaks Its Operational Circular On Credit Rating Agencies
The Securities and Exchange Board of India (SEBI) on Friday tweaked its operational circular on credit rating agencies (CRAs), asking them to have a detailed policy by March-end in respect of non-submission of crucial information.
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SEBI Revises Framework For Approving Changes In Control Of Intermediaries
In a circular today, the regulator said the changes have been made to streamline the process of providing approval to the proposed change in control of the entities.
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SEBI Directs Merchant Bankers To Disclose Investor Charter, Complaints Data
SEBI has directed merchant bankers to disclose their investor charter as well as data pertaining to complaints they received on their websites
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Sebi Reviews Margin Framework For Cash, Derivatives Segments
"With a view to keeping up pace with the changing market dynamics and to bring more efficiency in the risk management framework, a comprehensive review of the margin framework was done in consultation with the 'Risk Management Review Committee' of Sebi," the regulator said in a circular on Monday.
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Sebi Eases Foreign Fund Rules For Non-Residents
Earlier this month, Indian markets fell sharply after a group of fund managers raised fresh concerns over an April circular from the market regulator related to rules on foreign funds ownership by entities of Indian origin.
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Non-Resident Indians Can Buy Up To 5% In A Security, Says Government
Markets fell for the second straight day as fresh concerns emerged over an April circularfrom regulator Sebi (Securities and Exchange Board of India) that said foreign investment rules for companies of Indian origin had been tightened.
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Sebi Streamlines Norms For Mergers Involving Listed Companies
Companies will be required to submit compliance report confirming compliance with the circular and accounting standards duly certified by company secretary, CFO and managing director.
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'Vijay Mallya, 6 Others Can Square Off Futures And Options Open Positions'
In a circular to all its trading members, BSE said Sebi has allowed seven entities, who were barred in the USL case, to square off their open positions in F&O segment.
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Sebi Issues Stricter KYC, Disclosure Regime For P-Notes
Sebi issued a detailed circular about the tightened KYC and disclosure requirements for ODIs, which provide the foreign investors an easier and cost-effective route to invest in Indian markets without directly registering as Foreign Portfolio Investors.
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NSE to Launch New Platform For Negotiated Trade in Debt
The new facility would allow traders to report both buying and selling of securities in single-order entry, the exchange said in a circular today.
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Sebi Issues Clarifications on MF Exposure to Bond Futures
Mutual fund houses are subject to trading member level position limits on investments in government bond futures, the Securities and Exchange Board of India (Sebi) said in a circular issued on Monday.
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Sebi to allow publicly-issued debt to trade in institutional market
The Sebi circular said market participants can now trade publicly-issued debt for a minimum lot size of Rs 10 crore while the exchange may separately provide for trading smaller lot sizes of a minimum Rs 10 lakh.
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NSE to stop issuing mini derivative contracts from Feb 1
Leading bourse National Stock Exchange (NSE) today said it will not issue mini derivative contracts on its key benchmark index, S&P CNX Nifty, from February as per market regulator's Sebi directives. In a circular, NSE said it would not issue any fresh mini futures or options contracts from February 1, 2013.
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SEBI penalises Networth Stock Broking for circular trading
Market regulator Sebi has suspended licence of Networth Stock Broking Ltd for one month for manipulating share prices of G G Automotive Gears by creating artificial trading volumes. The Securities and Exchange Board of India (Sebi) conducted an investigation into the dealings in the scrip of G G Automotive Gears Ltd (GGAGL) from August 1, 20...
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Woman, 64, Convicted For Failing To Pay Rs 5 Lakh Fine Imposed By SEBI In 2012
A special court in Mumbai has convicted a 64-year-old woman for failing to pay a fine of Rs 5 lakh imposed by market regulator SEBI in 2012 for 'circular trading'.
-
SEBI Tweaks Its Operational Circular On Credit Rating Agencies
The Securities and Exchange Board of India (SEBI) on Friday tweaked its operational circular on credit rating agencies (CRAs), asking them to have a detailed policy by March-end in respect of non-submission of crucial information.
-
SEBI Revises Framework For Approving Changes In Control Of Intermediaries
In a circular today, the regulator said the changes have been made to streamline the process of providing approval to the proposed change in control of the entities.
-
SEBI Directs Merchant Bankers To Disclose Investor Charter, Complaints Data
SEBI has directed merchant bankers to disclose their investor charter as well as data pertaining to complaints they received on their websites
-
Sebi Reviews Margin Framework For Cash, Derivatives Segments
"With a view to keeping up pace with the changing market dynamics and to bring more efficiency in the risk management framework, a comprehensive review of the margin framework was done in consultation with the 'Risk Management Review Committee' of Sebi," the regulator said in a circular on Monday.
-
Sebi Eases Foreign Fund Rules For Non-Residents
Earlier this month, Indian markets fell sharply after a group of fund managers raised fresh concerns over an April circular from the market regulator related to rules on foreign funds ownership by entities of Indian origin.
-
Non-Resident Indians Can Buy Up To 5% In A Security, Says Government
Markets fell for the second straight day as fresh concerns emerged over an April circularfrom regulator Sebi (Securities and Exchange Board of India) that said foreign investment rules for companies of Indian origin had been tightened.
-
Sebi Streamlines Norms For Mergers Involving Listed Companies
Companies will be required to submit compliance report confirming compliance with the circular and accounting standards duly certified by company secretary, CFO and managing director.
-
'Vijay Mallya, 6 Others Can Square Off Futures And Options Open Positions'
In a circular to all its trading members, BSE said Sebi has allowed seven entities, who were barred in the USL case, to square off their open positions in F&O segment.
-
Sebi Issues Stricter KYC, Disclosure Regime For P-Notes
Sebi issued a detailed circular about the tightened KYC and disclosure requirements for ODIs, which provide the foreign investors an easier and cost-effective route to invest in Indian markets without directly registering as Foreign Portfolio Investors.
-
NSE to Launch New Platform For Negotiated Trade in Debt
The new facility would allow traders to report both buying and selling of securities in single-order entry, the exchange said in a circular today.
-
Sebi Issues Clarifications on MF Exposure to Bond Futures
Mutual fund houses are subject to trading member level position limits on investments in government bond futures, the Securities and Exchange Board of India (Sebi) said in a circular issued on Monday.
-
Sebi to allow publicly-issued debt to trade in institutional market
The Sebi circular said market participants can now trade publicly-issued debt for a minimum lot size of Rs 10 crore while the exchange may separately provide for trading smaller lot sizes of a minimum Rs 10 lakh.
-
NSE to stop issuing mini derivative contracts from Feb 1
Leading bourse National Stock Exchange (NSE) today said it will not issue mini derivative contracts on its key benchmark index, S&P CNX Nifty, from February as per market regulator's Sebi directives. In a circular, NSE said it would not issue any fresh mini futures or options contracts from February 1, 2013.
-
SEBI penalises Networth Stock Broking for circular trading
Market regulator Sebi has suspended licence of Networth Stock Broking Ltd for one month for manipulating share prices of G G Automotive Gears by creating artificial trading volumes. The Securities and Exchange Board of India (Sebi) conducted an investigation into the dealings in the scrip of G G Automotive Gears Ltd (GGAGL) from August 1, 20...
